We know how to grow business in challenging times.
More importantly, we can show you how.
Commencing with a regulated business in the UK is not an easy task during current times. It is mandatory for Banks, Neo-Banks, fintech’s, PSPs, MSBs and MTOs to be authorised by the FCA in order to provide regulated financial services and products to consumers.
If you are seeking to apply for a new licence for your regulated business, we can help you prepare and manage your regulatory application to the FCA.
The licencing journey is understandably complex however our experienced team of consultants comprising of ex-bankers, former law enforcement and FCA case officers are on hand to assist you successfully navigate the process.
WHAT WE DO
As specialist professionals, we assist your stakeholders and leadership team to evaluate all aspects of your business requirements, both current and future.
As entrepreneurs, we assist you to explore, develop and deploy new ideas, cutting edge systems and technology which are underpinned by best practises to ensure successful outcomes.
As entrepreneurs, we assist you to explore, develop and deploy new ideas, cutting edge systems and technology which are underpinned by best practises to ensure successful outcomes.
Regulatory License Applications
In order to conduct regulated activities, firms need to plan, finalise, construct and submit a complete regulatory application to the FCA.
Our expert services can help you achieve a successful outcome and start your regulated business – fast !
Risk Assessment
A risk assessment is much more than just a few checks in a box.
It is a detailed examination of the effectiveness of your company’s processes, systems, or risks, followed by an assessment of how you could improve.
Mergers and acquisitions
Transactions between two companies combining in some form. Although mergers and acquisitions (M&A) are used interchangeably, they come with different legal meanings.
AML Training
Pro Legal offer specialist compliance AML training and workshops which include the latest information on the AML and CTF rules and regulations.
BECOME THE BENCHMARK!
“Your ability to discern, analyse, interpret and reverse-engineer complex organisational issues into actionable strategies through your proprietary software and strategic aptitude, is astounding. It has elevated us to a new paradigm of thinking, new ways of doing, and a new vision of -and for our future. Exceptional insights provided by a highly capable project team. We value our continued association with you.”
Our ability to discern, analyse, interpret and reverse-engineer complex business, regulatory and organisational issues assists our clients to implement actionable strategies.
We champion innovation, new paradigms of thinking and executing with a key focus to support our clients and partners during current challenging times.
HOW WE CAN
HELP YOU
From fintech entrepreneurs to C-level executives, boards and board members, Pro Legal have advised and consulted our clients to navigate past complex regulatory cases and helped them to achieve exceptional results.
Our track record speaks for itself with hundreds of satisfied clients hailing from Banks, multi-national corporations, government affiliated organisations, start-ups, SME’s.
We are the go-to specialist for financial service, regulatory and compliance related matters.
Business
Solutions
We offer a wide range of business solutions to meet all your business needs. Contact us today for a professional consultation!
SOME OF OUR CLIENTS & CHANNEL
PARTNERS
